Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wallachbeth Capital LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Douglas Edward Bantum | 2395456 | 8 | 11/08/2001 | Customer Dispute | Settled | $16,000.00 | $0.00 | See FINRA Report |
| Gene Franklyn McNeil | 2188003 | 1 | 02/09/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |