Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wallachbeth Capital LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Marc Charles Raffensperger | 3268790 | 14 | 11/11/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Marc Charles Raffensperger | 3268790 | 14 | 08/05/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Marc Charles Raffensperger | 3268790 | 14 | 03/30/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Marc Charles Raffensperger | 3268790 | 14 | 03/30/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Marc Charles Raffensperger | 3268790 | 14 | 03/29/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Marc Charles Raffensperger | 3268790 | 14 | 03/29/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Marc Charles Raffensperger | 3268790 | 14 | 03/20/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Marc Charles Raffensperger | 3268790 | 14 | 03/19/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Marc Charles Raffensperger | 3268790 | 14 | 03/17/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Marc Charles Raffensperger | 3268790 | 14 | 02/26/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |