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FINRA Broker Disclosures for Wallachbeth Capital LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wallachbeth Capital LLC. Search or filter the database to find more about a specific broker.

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Displaying 10 out of 29 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Marc Charles Raffensperger32687901411/11/2021FinancialFinal$0.00$0.00See FINRA Report
Marc Charles Raffensperger32687901408/05/2021FinancialFinal$0.00$0.00See FINRA Report
Marc Charles Raffensperger32687901403/30/2021FinancialFinal$0.00$0.00See FINRA Report
Marc Charles Raffensperger32687901403/30/2021FinancialFinal$0.00$0.00See FINRA Report
Marc Charles Raffensperger32687901403/29/2021FinancialFinal$0.00$0.00See FINRA Report
Marc Charles Raffensperger32687901403/29/2021FinancialFinal$0.00$0.00See FINRA Report
Marc Charles Raffensperger32687901403/20/2021FinancialFinal$0.00$0.00See FINRA Report
Marc Charles Raffensperger32687901403/19/2021FinancialFinal$0.00$0.00See FINRA Report
Marc Charles Raffensperger32687901403/17/2021FinancialFinal$0.00$0.00See FINRA Report
Marc Charles Raffensperger32687901402/26/2021FinancialFinal$0.00$0.00See FINRA Report

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