Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wallachbeth Capital LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Zicheng Hearst Zhang | 5045996 | 1 | 12/21/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Marc Charles Raffensperger | 3268790 | 14 | 10/07/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |