Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Wanda Pittman Sears | 2214419 | 29 | 09/19/2007 | Investigation | $0.00 | $0.00 | See FINRA Report | |
Wanda Pittman Sears | 2214419 | 29 | 09/24/2002 | Investigation | $0.00 | $0.00 | See FINRA Report |