Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Wanda Pittman Sears | 2214419 | 29 | 12/29/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Wanda Pittman Sears | 2214419 | 29 | 09/21/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Wanda Pittman Sears | 2214419 | 29 | 09/19/2007 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Wanda Pittman Sears | 2214419 | 29 | 09/19/2007 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Wanda Pittman Sears | 2214419 | 29 | 03/06/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Wanda Pittman Sears | 2214419 | 29 | 02/06/2007 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Wanda Pittman Sears | 2214419 | 29 | 10/30/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Wanda Pittman Sears | 2214419 | 29 | 07/08/2005 | Customer Dispute | Settled | $350,000.00 | $0.00 | See FINRA Report |
| Wanda Pittman Sears | 2214419 | 29 | 06/20/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Wanda Pittman Sears | 2214419 | 29 | 07/13/2004 | Customer Dispute | Denied | $54,687.20 | $0.00 | See FINRA Report |