Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Wanda Pittman Sears | 2214419 | 29 | 02/06/2007 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
Wanda Pittman Sears | 2214419 | 29 | 10/08/2003 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
Wanda Pittman Sears | 2214419 | 29 | 07/21/2003 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
Wanda Pittman Sears | 2214419 | 29 | 06/14/2002 | Customer Dispute | Closed-No Action | $20,000.00 | $0.00 | See FINRA Report |