Our Staff has compiled our research into a database of FINRA Broker Disclosures for Associated Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dennis Franklin Webb | 4376662 | 2 | 10/27/2014 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Scott Norman Tank | 2080569 | 1 | 11/28/2012 | Customer Dispute | Settled | $9,914.00 | $0.00 | See FINRA Report |