Our Staff has compiled our research into a database of FINRA Broker Disclosures for Associated Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Daniel John Fax | 2902332 | 1 | 06/24/2015 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
Nikifor Ivanov Minkov | 4565455 | 3 | 02/07/2013 | Customer Dispute | Denied | $136,500.00 | $0.00 | See FINRA Report |
Nimrod Peretz Gauss-Samet | 4729638 | 1 | 09/05/2012 | Customer Dispute | Denied | $11,850.00 | $0.00 | See FINRA Report |
Nikifor Ivanov Minkov | 4565455 | 3 | 08/06/2012 | Customer Dispute | Denied | $10,000.00 | $468.23 | See FINRA Report |
Nikifor Ivanov Minkov | 4565455 | 3 | 04/19/2011 | Customer Dispute | Denied | $9,570.00 | $0.00 | See FINRA Report |