Our Staff has compiled our research into a database of FINRA Broker Disclosures for Associated Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Zachary John Nigh | 7229938 | 1 | 12/20/2022 | Customer Dispute | Settled | $340.23 | $0.00 | See FINRA Report |
| Nathan John Holtslander | 4836757 | 1 | 12/03/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daniel John Fax | 2902332 | 1 | 06/24/2015 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Dennis Franklin Webb | 4376662 | 2 | 10/27/2014 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Erin Leigh Haugh | 6628632 | 1 | 06/30/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dennis Franklin Webb | 4376662 | 2 | 03/11/2013 | Customer Dispute | Withdrawn | $8,500.00 | $0.00 | See FINRA Report |
| Nikifor Ivanov Minkov | 4565455 | 3 | 02/07/2013 | Customer Dispute | Denied | $136,500.00 | $0.00 | See FINRA Report |
| Scott Norman Tank | 2080569 | 1 | 11/28/2012 | Customer Dispute | Settled | $9,914.00 | $0.00 | See FINRA Report |
| Nimrod Peretz Gauss-Samet | 4729638 | 1 | 09/05/2012 | Customer Dispute | Denied | $11,850.00 | $0.00 | See FINRA Report |
| Nikifor Ivanov Minkov | 4565455 | 3 | 08/06/2012 | Customer Dispute | Denied | $10,000.00 | $468.23 | See FINRA Report |