Our Staff has compiled our research into a database of FINRA Broker Disclosures for Associated Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Trenton Jeffrey Thompson | 6801610 | 1 | 10/10/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Chad Michael Darr | 4515615 | 1 | 01/14/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Eric Paul Heinz | 4615113 | 1 | 06/17/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Daniel John Fax | 2902332 | 1 | 06/24/2015 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Dennis Franklin Webb | 4376662 | 2 | 10/27/2014 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Dennis Franklin Webb | 4376662 | 2 | 03/11/2013 | Customer Dispute | Withdrawn | $8,500.00 | $0.00 | See FINRA Report |
| Nikifor Ivanov Minkov | 4565455 | 3 | 02/07/2013 | Customer Dispute | Denied | $136,500.00 | $0.00 | See FINRA Report |
| Scott Norman Tank | 2080569 | 1 | 11/28/2012 | Customer Dispute | Settled | $9,914.00 | $0.00 | See FINRA Report |
| Nimrod Peretz Gauss-Samet | 4729638 | 1 | 09/05/2012 | Customer Dispute | Denied | $11,850.00 | $0.00 | See FINRA Report |
| Nikifor Ivanov Minkov | 4565455 | 3 | 08/06/2012 | Customer Dispute | Denied | $10,000.00 | $468.23 | See FINRA Report |