Our Staff has compiled our research into a database of FINRA Broker Disclosures for Electronic Transaction Clearing, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Bruce Adrian Kolman | 5184721 | 6 | 08/28/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Bruce Adrian Kolman | 5184721 | 6 | 12/03/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Anthony Edward Marchiny | 7290115 | 1 | 11/15/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Bruce Adrian Kolman | 5184721 | 6 | 03/27/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Bruce Adrian Kolman | 5184721 | 6 | 09/29/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Bruce Adrian Kolman | 5184721 | 6 | 09/01/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |