Our Staff has compiled our research into a database of FINRA Broker Disclosures for Electronic Transaction Clearing, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bruce Adrian Kolman | 5184721 | 6 | 08/28/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bruce Adrian Kolman | 5184721 | 6 | 12/03/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony Edward Marchiny | 7290115 | 1 | 11/15/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bruce Adrian Kolman | 5184721 | 6 | 03/27/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bruce Adrian Kolman | 5184721 | 6 | 03/04/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Bruce Adrian Kolman | 5184721 | 6 | 09/29/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bruce Adrian Kolman | 5184721 | 6 | 09/01/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Zachary Ryan Martell-Wavomba | 6188517 | 1 | 09/26/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stanley Eugene Watson | 1787366 | 1 | 03/19/1996 | Customer Dispute | Final | $175,000.00 | $0.00 | See FINRA Report |
| Jon Michael Gillen | 1507459 | 1 | 05/15/1979 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |