Our Staff has compiled our research into a database of FINRA Broker Disclosures for Electronic Transaction Clearing, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Zachary Ryan Martell-Wavomba | 6188517 | 1 | 09/26/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Jon Michael Gillen | 1507459 | 1 | 05/15/1979 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |