Our Staff has compiled our research into a database of FINRA Broker Disclosures for Alliancebernstein Investments, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Luvine Nevolena Ramos | 6175422 | 2 | 04/03/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Michelle Lee Aguillon | 4291847 | 1 | 08/27/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Florence W Ndirangu | 5265662 | 1 | 07/15/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |