Our Staff has compiled our research into a database of FINRA Broker Disclosures for Alliancebernstein Investments, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Marta L Casso | 4710731 | 5 | 07/08/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marta L Casso | 4710731 | 5 | 07/07/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marta L Casso | 4710731 | 5 | 07/07/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marta L Casso | 4710731 | 5 | 07/07/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marta L Casso | 4710731 | 5 | 07/07/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Louis Tumminia | 7420149 | 1 | 11/09/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michelle Lee Aguillon | 4291847 | 1 | 08/27/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Florence W Ndirangu | 5265662 | 1 | 07/15/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Roberto P Fugazza | 5483854 | 1 | 01/09/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Michael Young | 6374421 | 1 | 07/02/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |