Our Staff has compiled our research into a database of FINRA Broker Disclosures for Alliancebernstein Investments, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Richard Charles Kendrick | 2044445 | 1 | 12/13/2000 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |