Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ben Rollins Wilson | 1741666 | 3 | 05/21/2012 | Customer Dispute | Withdrawn | $50,000.00 | $0.00 | See FINRA Report |
| William Anthony Mercer | 1126913 | 1 | 07/23/2001 | Customer Dispute | Withdrawn | $240,000.00 | $0.00 | See FINRA Report |