Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Amir Atabaki | 4718016 | 1 | 05/09/2020 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Benjamin Jerome Heeren | 6091539 | 1 | 06/13/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brian Edward McGuinness | 4836852 | 2 | 05/13/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Justin Edward Bacon | 5086214 | 1 | 07/01/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Hans Hoehn | 5451519 | 1 | 06/10/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Charles Paksi | 5104936 | 1 | 05/21/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Anthony Destefano | 1980640 | 2 | 11/07/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas Gerald Foley | 2574796 | 1 | 05/05/1981 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |