Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Francis Galvin | 4941768 | 1 | 11/21/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Thomas Patrick Olexa | 1726384 | 4 | 08/20/2018 | Customer Dispute | Pending | $2,211,040.00 | $0.00 | See FINRA Report |
| William Thomas Sena | 4103387 | 1 | 12/21/2009 | Customer Dispute | Pending | $25,000.00 | $0.00 | See FINRA Report |
| Steven Blair Feit | 1027209 | 2 | 08/11/2000 | Customer Dispute | Pending | $40,000.00 | $0.00 | See FINRA Report |