Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pinnacle Investments, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph O'Connor | 1094370 | 1 | 11/14/2014 | Customer Dispute | Settled | $22,000.00 | $0.00 | See FINRA Report |
| Robert Steven Beck | 2121454 | 5 | 09/08/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jacqueline Elizabeth McCaffery | 4487542 | 4 | 02/14/2011 | Customer Dispute | Settled | $11,873.80 | $0.00 | See FINRA Report |
| Mark Thomas Nardella | 2901013 | 1 | 06/18/2008 | Customer Dispute | Settled | $13,811.00 | $0.00 | See FINRA Report |
| Stephen Yen Ling Chow | 46135 | 10 | 03/30/2006 | Customer Dispute | Settled | $160,000.00 | $0.00 | See FINRA Report |
| Scott Thomas Schaul | 2200484 | 5 | 02/03/2004 | Customer Dispute | Settled | $22,500.00 | $0.00 | See FINRA Report |
| Stephen Yen Ling Chow | 46135 | 10 | 11/25/2003 | Customer Dispute | Settled | $166,450.00 | $0.00 | See FINRA Report |
| John Vincent Bianchini | 1581616 | 12 | 05/28/2002 | Customer Dispute | Settled | $105,000.00 | $0.00 | See FINRA Report |
| John Vincent Bianchini | 1581616 | 12 | 03/18/2002 | Customer Dispute | Settled | $53,000.00 | $0.00 | See FINRA Report |
| John Vincent Bianchini | 1581616 | 12 | 03/05/2002 | Customer Dispute | Settled | $70,000.00 | $0.00 | See FINRA Report |