Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pinnacle Investments, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Benjamin Ryan Quilty | 5391743 | 1 | 05/05/2023 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Robert Frank Cuculich | 706353 | 1 | 05/05/2023 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Rosalie Schlaen | 1436894 | 1 | 10/04/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Steven Beck | 2121454 | 5 | 12/13/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Steven Beck | 2121454 | 5 | 05/12/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Steven Georgopoulos | 2800393 | 4 | 10/13/2015 | Customer Dispute | Denied | $9,102.23 | $0.00 | See FINRA Report |
| Joseph O'Connor | 1094370 | 1 | 11/14/2014 | Customer Dispute | Settled | $22,000.00 | $0.00 | See FINRA Report |
| Robert Steven Beck | 2121454 | 5 | 09/08/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Scott Borgia | 4393648 | 4 | 05/14/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jacqueline Elizabeth McCaffery | 4487542 | 4 | 03/05/2012 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |