Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pinnacle Investments, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Georgopoulos | 2800393 | 4 | 10/13/2015 | Customer Dispute | Denied | $9,102.23 | $0.00 | See FINRA Report |
| Jacqueline Elizabeth McCaffery | 4487542 | 4 | 11/24/2009 | Customer Dispute | Denied | $48,054.40 | $0.00 | See FINRA Report |
| Stephen Yen Ling Chow | 46135 | 10 | 09/29/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Scott Thomas Schaul | 2200484 | 5 | 01/24/2006 | Customer Dispute | Denied | $80,000.00 | $0.00 | See FINRA Report |
| Stephen Yen Ling Chow | 46135 | 10 | 08/19/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stephen Yen Ling Chow | 46135 | 10 | 06/12/2002 | Customer Dispute | Denied | $13,500.00 | $0.00 | See FINRA Report |
| Stephen Yen Ling Chow | 46135 | 10 | 02/25/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stephen Yen Ling Chow | 46135 | 10 | 01/23/2002 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| John Vincent Bianchini | 1581616 | 12 | 06/22/2001 | Customer Dispute | Denied | $5,208.00 | $0.00 | See FINRA Report |
| Stephen Yen Ling Chow | 46135 | 10 | 06/21/2001 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |