Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Detrionne Dwayne Davis | 6430916 | 1 | 05/31/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Allen Joseph Droste | 7371880 | 1 | 12/15/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Loren Farfan | 4322871 | 1 | 02/15/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Luis Adolfo Ricardo | 1831268 | 2 | 04/01/1982 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |