Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eric Coombs | 2743447 | 2 | 08/09/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Malik Robinson | 6673034 | 2 | 01/11/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Eric Coombs | 2743447 | 2 | 12/05/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Devante Stevens | 7510592 | 1 | 11/17/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Curtis Barth | 7032957 | 1 | 11/01/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gerald Wayne Childs | 2290563 | 2 | 07/25/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Jillian Lou Russell | 5424557 | 2 | 03/10/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Scott Curtis | 4287705 | 1 | 12/03/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Carla Jones | 5367415 | 7 | 10/14/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Carla Jones | 5367415 | 7 | 09/18/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |