Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Kevin Varnum | 4476593 | 1 | 05/08/2012 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Sharyn Buckland Garner | 4947534 | 1 | 12/17/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Luis Adolfo Ricardo | 1831268 | 2 | 11/15/2007 | Customer Dispute | Settled | $155,000.00 | $0.00 | See FINRA Report |
| Joseph Robert Rossi | 2645740 | 1 | 11/26/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gerald Wayne Childs | 2290563 | 2 | 06/25/1999 | Customer Dispute | Denied | $11,000.00 | $0.00 | See FINRA Report |