Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lebenthal Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Randi Patrice Mason | 722302 | 5 | 09/17/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Eric Wagoner | 833940 | 2 | 09/22/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |