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FINRA Broker Disclosures for Lebenthal Financial Services, Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lebenthal Financial Services, Inc.. Search or filter the database to find more about a specific broker.

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Displaying 5 out of 5 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Michael Avery Hartzman2216133108/04/2010Customer DisputeSettled$81,439.00$0.00See FINRA Report
Dominick Tavella1069864108/08/2003Customer DisputeAward / Judgment$1,000,000.00$0.00See FINRA Report
Mark Edward Rienerth1023063303/16/2001Customer DisputeDenied$50,000.00$0.00See FINRA Report
Mark Edward Rienerth1023063304/16/1995Customer DisputeSettled$150,000.00$0.00See FINRA Report
Mark Edward Rienerth1023063307/28/1988Customer DisputeSettled$47,000.00$0.00See FINRA Report

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