Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lebenthal Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ely Bangiyev | 6424328 | 1 | 08/03/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Randi Patrice Mason | 722302 | 5 | 07/31/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Randi Patrice Mason | 722302 | 5 | 04/12/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Randi Patrice Mason | 722302 | 5 | 09/30/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Randi Patrice Mason | 722302 | 5 | 12/14/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Avery Hartzman | 2216133 | 1 | 08/04/2010 | Customer Dispute | Settled | $81,439.00 | $0.00 | See FINRA Report |
| Dominick Tavella | 1069864 | 1 | 08/08/2003 | Customer Dispute | Award / Judgment | $1,000,000.00 | $0.00 | See FINRA Report |
| Mark Edward Rienerth | 1023063 | 3 | 03/16/2001 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Randi Patrice Mason | 722302 | 5 | 09/17/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Edward Rienerth | 1023063 | 3 | 04/16/1995 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |