Our Staff has compiled our research into a database of FINRA Broker Disclosures for Berthel, Fisher & Company Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kevin Craig Koslofski | 3033810 | 1 | 07/02/2024 | Customer Dispute | Withdrawn | $180,000.00 | $0.00 | See FINRA Report |
| William Charles Sines | 2190586 | 6 | 01/05/2023 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Eric John Batey | 3013255 | 1 | 12/28/2021 | Customer Dispute | Withdrawn | $50,000.00 | $0.00 | See FINRA Report |