Our Staff has compiled our research into a database of FINRA Broker Disclosures for Berthel, Fisher & Company Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel O Klein | 7468538 | 1 | 01/06/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Scott Callis Barcomb | 1369573 | 6 | 10/31/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Lane Johnson | 1570308 | 5 | 01/10/1983 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |