Potomac Analytics' Logo

FINRA Broker Disclosures for Berthel, Fisher & Company Financial Services, Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Berthel, Fisher & Company Financial Services, Inc.. Search or filter the database to find more about a specific broker.

Search by Name, CRD, Disclosures, or Damages:

Filter by:

Sort by:

Displaying 3 out of 3 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Shawn Kristian Schuyler3124549102/17/2023FinancialFinal$0.00$0.00See FINRA Report
Lois E Gough Lopez3090515203/02/2017FinancialFinal$0.00$0.00See FINRA Report
Kerry Glen Judd1919781103/20/2015FinancialFinal$0.00$0.00See FINRA Report

3 Results

Display: