Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Norman Doiron | 5305305 | 4 | 08/01/2023 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Clifford William Shirah | 2767896 | 3 | 05/26/2023 | Customer Dispute | Settled | $49,000.00 | $0.00 | See FINRA Report |
| John Norman Doiron | 5305305 | 4 | 09/26/2022 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| Russell Paul Green | 1391627 | 7 | 08/30/2017 | Customer Dispute | Settled | $1,250,000.00 | $0.00 | See FINRA Report |
| Daniel Edward Peltier | 2677761 | 5 | 10/05/2015 | Customer Dispute | Settled | $103,000.00 | $0.00 | See FINRA Report |
| Paul Alan Knier | 2219997 | 2 | 08/08/2011 | Customer Dispute | Settled | $211,962.00 | $0.00 | See FINRA Report |
| Stuart Alan Epley | 3104478 | 4 | 07/20/2011 | Customer Dispute | Settled | $800,000.00 | $0.00 | See FINRA Report |
| Paul Alan Knier | 2219997 | 2 | 10/26/2009 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Stuart Alan Epley | 3104478 | 4 | 02/17/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Daniel Edward Peltier | 2677761 | 5 | 05/03/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |