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FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

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Displaying 10 out of 26 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Chadwick Taylor Bridgers2475641107/08/2024Customer DisputePending$400,000.00$0.00See FINRA Report
John Norman Doiron5305305406/26/2024Customer DisputePending$150,000.00$0.00See FINRA Report
Russell Paul Green1391627703/21/2024Customer DisputePending$410,000.00$0.00See FINRA Report
John Norman Doiron5305305411/17/2023Customer DisputePending$75,000.00$0.00See FINRA Report
John Norman Doiron5305305408/01/2023Customer DisputeSettled$50,000.00$0.00See FINRA Report
Clifford William Shirah2767896305/26/2023Customer DisputeSettled$49,000.00$0.00See FINRA Report
John Norman Doiron5305305409/26/2022Customer DisputeSettled$60,000.00$0.00See FINRA Report
Russell Paul Green1391627708/30/2017Customer DisputeSettled$1,250,000.00$0.00See FINRA Report
Thomas Anthony Davis6133435207/12/2016Customer DisputeDenied$14,545.00$0.00See FINRA Report
Daniel Edward Peltier2677761510/05/2015Customer DisputeSettled$103,000.00$0.00See FINRA Report

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