Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Chadwick Taylor Bridgers | 2475641 | 1 | 07/08/2024 | Customer Dispute | Pending | $400,000.00 | $0.00 | See FINRA Report |
John Norman Doiron | 5305305 | 4 | 06/26/2024 | Customer Dispute | Pending | $150,000.00 | $0.00 | See FINRA Report |
Russell Paul Green | 1391627 | 7 | 03/21/2024 | Customer Dispute | Pending | $410,000.00 | $0.00 | See FINRA Report |
John Norman Doiron | 5305305 | 4 | 11/17/2023 | Customer Dispute | Pending | $75,000.00 | $0.00 | See FINRA Report |
John Norman Doiron | 5305305 | 4 | 08/01/2023 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
Clifford William Shirah | 2767896 | 3 | 05/26/2023 | Customer Dispute | Settled | $49,000.00 | $0.00 | See FINRA Report |
John Norman Doiron | 5305305 | 4 | 09/26/2022 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
Russell Paul Green | 1391627 | 7 | 08/30/2017 | Customer Dispute | Settled | $1,250,000.00 | $0.00 | See FINRA Report |
Thomas Anthony Davis | 6133435 | 2 | 07/12/2016 | Customer Dispute | Denied | $14,545.00 | $0.00 | See FINRA Report |
Daniel Edward Peltier | 2677761 | 5 | 10/05/2015 | Customer Dispute | Settled | $103,000.00 | $0.00 | See FINRA Report |