Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Thomas Anthony Davis | 6133435 | 2 | 07/12/2016 | Customer Dispute | Denied | $14,545.00 | $0.00 | See FINRA Report |
Mark Edward Urban | 3238095 | 2 | 02/14/2013 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
Stephen Pavey Meskan | 2001506 | 10 | 04/02/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |