Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Thomas Gilg | 3106215 | 5 | 06/18/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin L Fifer | 4750052 | 12 | 07/12/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |