Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Shahrokh C Minoui | 1978877 | 1 | 09/11/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Thomas Gilg | 3106215 | 5 | 06/01/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |