Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Shahrokh C Minoui | 1978877 | 1 | 09/11/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kevin L Fifer | 4750052 | 12 | 04/30/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Timothy Scott Shear | 2174281 | 9 | 09/06/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Timothy Scott Shear | 2174281 | 9 | 09/06/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kurt Allen Hildebrand | 4703975 | 1 | 09/07/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin L Fifer | 4750052 | 12 | 02/15/2015 | Customer Dispute | Award / Judgment | $32,312.40 | $32,312.40 | See FINRA Report |
| Timothy Scott Shear | 2174281 | 9 | 10/29/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Curtis Cornelious Clark | 4602306 | 3 | 09/19/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Timothy Scott Shear | 2174281 | 9 | 06/27/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kevin L Fifer | 4750052 | 12 | 05/05/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |