Our Staff has compiled our research into a database of FINRA Broker Disclosures for Apex Clearing Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lindsey Alan Wetzig | 4178111 | 1 | 05/19/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Patrick Cleary | 2280797 | 1 | 03/02/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |