Our Staff has compiled our research into a database of FINRA Broker Disclosures for Apex Clearing Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian Larry Bowman | 4046053 | 1 | 07/31/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Joseph Pena | 4987341 | 1 | 04/15/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Xochitl Alatorre | 2563182 | 1 | 04/25/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jacqueline Marie Davis | 5306604 | 1 | 02/18/2004 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |