Our Staff has compiled our research into a database of FINRA Broker Disclosures for Apex Clearing Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Maxwell Sudnow | 7755735 | 1 | 07/31/2020 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Zachary Ryan Martell-Wavomba | 6188517 | 1 | 09/26/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Dawn Tana Ficklin | 6566364 | 3 | 03/30/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jon Michael Gillen | 1507459 | 1 | 05/15/1979 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |