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FINRA Broker Disclosures for Pickwick Capital Partners, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pickwick Capital Partners, LLC. Search or filter the database to find more about a specific broker.

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Displaying 8 out of 8 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Gary Vasil Zegras3096814102/02/2022Judgment / Lien$0.00$0.00See FINRA Report
Jimmie Lennart Sundstrom1794315206/16/2021Judgment / Lien$0.00$0.00See FINRA Report
Dennis Michael Miner1868629602/10/2021Judgment / Lien$0.00$0.00See FINRA Report
Dennis Michael Miner1868629602/10/2021Judgment / Lien$0.00$0.00See FINRA Report
Dennis Michael Miner1868629602/10/2021Judgment / Lien$0.00$0.00See FINRA Report
Dennis Michael Miner1868629602/10/2021Judgment / Lien$0.00$0.00See FINRA Report
Katrinamarie Ku Cokeng4566586202/27/2014Judgment / Lien$0.00$0.00See FINRA Report
Katrinamarie Ku Cokeng4566586201/26/2011Judgment / Lien$0.00$0.00See FINRA Report

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