Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pickwick Capital Partners, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dennis Michael Miner | 1868629 | 6 | 04/24/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jimmie Lennart Sundstrom | 1794315 | 2 | 07/06/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eric Swain | 1258348 | 2 | 03/05/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kathleen Elizabeth Marinangel | 1646879 | 2 | 07/05/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kathleen Elizabeth Marinangel | 1646879 | 2 | 03/26/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |