Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pickwick Capital Partners, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dennis Michael Miner | 1868629 | 6 | 02/10/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dennis Michael Miner | 1868629 | 6 | 02/10/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dennis Michael Miner | 1868629 | 6 | 02/10/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dennis Michael Miner | 1868629 | 6 | 02/10/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Vincas P Snipas | 2062107 | 1 | 03/26/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Dennis Michael Miner | 1868629 | 6 | 04/24/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Kevin Stroh | 1332600 | 7 | 12/29/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Kevin Stroh | 1332600 | 7 | 02/22/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dennis Michael Miner | 1868629 | 6 | 12/02/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Eric Swain | 1258348 | 1 | 04/23/2009 | Customer Dispute | Denied | $1,182,180.00 | $0.00 | See FINRA Report |