Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Shimshon Plotkin | 2431863 | 11 | 01/14/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Shimshon Plotkin | 2431863 | 11 | 07/28/2003 | Customer Dispute | Denied | $90,000.00 | $0.00 | See FINRA Report |
| Shimshon Plotkin | 2431863 | 11 | 11/16/2001 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |