Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Shimshon Plotkin | 2431863 | 11 | 10/11/2002 | Customer Dispute | Award / Judgment | $586,189.00 | $25,000.00 | See FINRA Report |
| Shimshon Plotkin | 2431863 | 11 | 01/04/2002 | Customer Dispute | Award / Judgment | $411,404.00 | $55,391.10 | See FINRA Report |