Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Shimshon Plotkin | 2431863 | 11 | 09/29/2023 | Customer Dispute | Settled | $280,000.00 | $0.00 | See FINRA Report |
| Shimshon Plotkin | 2431863 | 11 | 01/30/2023 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Shimshon Plotkin | 2431863 | 11 | 06/23/2021 | Customer Dispute | Settled | $5,001.00 | $0.00 | See FINRA Report |
| Shimshon Plotkin | 2431863 | 11 | 06/21/2019 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Shimshon Plotkin | 2431863 | 11 | 06/20/2016 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Shimshon Plotkin | 2431863 | 11 | 01/14/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Shimshon Plotkin | 2431863 | 11 | 05/04/2005 | Customer Dispute | Settled | $142,388.00 | $0.00 | See FINRA Report |
| Shimshon Plotkin | 2431863 | 11 | 07/28/2003 | Customer Dispute | Denied | $90,000.00 | $0.00 | See FINRA Report |
| Shimshon Plotkin | 2431863 | 11 | 10/11/2002 | Customer Dispute | Award / Judgment | $586,189.00 | $25,000.00 | See FINRA Report |
| Shimshon Plotkin | 2431863 | 11 | 01/04/2002 | Customer Dispute | Award / Judgment | $411,404.00 | $55,391.10 | See FINRA Report |