Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eric Zachary Weissman | 5207047 | 1 | 05/17/2012 | Customer Dispute | Denied | $9,180.11 | $0.00 | See FINRA Report |
| Edward Ashley Wagner | 2866168 | 2 | 05/21/2002 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Edward Ashley Wagner | 2866168 | 2 | 08/15/2001 | Customer Dispute | Settled | $110,000.00 | $0.00 | See FINRA Report |