Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Howard Kordonsky | 2617820 | 1 | 09/11/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Eric Zachary Weissman | 5207047 | 1 | 05/17/2012 | Customer Dispute | Denied | $9,180.11 | $0.00 | See FINRA Report |
| Jeffrey Michael Petrone | 4493858 | 1 | 06/20/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Cesar Alonzo Romero | 7230835 | 1 | 05/09/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Edward Ashley Wagner | 2866168 | 2 | 05/21/2002 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Edward Ashley Wagner | 2866168 | 2 | 08/15/2001 | Customer Dispute | Settled | $110,000.00 | $0.00 | See FINRA Report |
| Arlie Wilson Green | 1433044 | 1 | 02/22/1995 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gregory Andrew Koehler | 3138593 | 1 | 02/24/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |