Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Cesar Alonzo Romero | 7230835 | 1 | 05/09/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gregory Andrew Koehler | 3138593 | 1 | 02/24/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |