Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian J Samec | 4254156 | 1 | 04/16/2020 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Susan Beth Allen | 1000420 | 2 | 02/17/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Paul Tomas Tourville | 2229047 | 1 | 06/13/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David C Gornitzky | 4914211 | 1 | 02/11/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Leo Frederick Sage | 4081585 | 1 | 02/11/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Sean Patrick Buchanan | 4356705 | 1 | 08/20/2013 | Customer Dispute | Denied | $7,739.79 | $0.00 | See FINRA Report |
| Peter Anthony Augustine | 2784185 | 1 | 08/20/2013 | Customer Dispute | Denied | $7,739.79 | $0.00 | See FINRA Report |
| John Patrick Jonas | 4442901 | 1 | 02/19/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Omar Fernando Cujar | 4620649 | 2 | 09/17/2008 | Customer Dispute | Denied | $23,000.00 | $0.00 | See FINRA Report |
| Jason Mathew Forstot | 4880513 | 1 | 06/12/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |