Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michelle Ann MacIosek | 2859155 | 1 | 05/21/2024 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mark Chester Hegstrom | 4289931 | 1 | 01/24/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Michael R Danjczek | 5238835 | 1 | 03/20/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kristen Lyn Money | 5297570 | 1 | 03/20/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joseph Michael Koury | 5980911 | 1 | 10/04/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Michael Georgiou | 4840202 | 1 | 04/23/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lynn Pagans | 1504059 | 1 | 04/16/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian J Samec | 4254156 | 1 | 04/16/2020 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Benjamin Neil Haas | 5125147 | 1 | 06/04/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| George V Howe | 2260666 | 2 | 10/29/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |